Preview

Oriental Studies

Advanced search

Multidisciplinary Approach to the Study of Ethnogenesis: Genogeography and Phylogeography of Tuvan Tribal Groups

https://doi.org/10.22162/2619-0990-2022-63-5-1064-1076

Abstract

Introduction. The territory of South Siberia has historically been a crossroads of ancient migration routes. So, the complex process of ethnogenesis across the region requires multidisciplinary insights of historians, ethnographers, anthropologists, linguists, and geneticists. Goals. The work aims to substantiate the possibility of a comprehensive study of Tuvan tribal groups on the basis of the latter’s gene pools and structures. Materials and methods. The most efficient tool thereto is the Y chromosome since it is inherited — like the clan/tribal name proper — paternally, has a high variety, makes it possible to reconstruct migration waves, and may yield genetic dates. These properties of the Y chromosome make it an additional historical source within comprehensive ethnographic, historical, linguistic, anthropological, and genetic studies of ancestral groups among peoples to have retained the memory of clan/tribal structures. Results. The early 21st century has witnessed an intensive research of the Tuvan Y-chromosomal gene pool — with no sufficient data on corresponding tribal groups mentioned. The analysis of Tuvan tribal structures is complicated by a number of factors, such as the administrative/territorial system of the Qing Empire in Tuva (1757–1912), introduction of a passport system in Tuva (1945–1947) when not clan/tribal names but rather personal ones were registered as surnames, and an increase in unmarried cohabitation that violates the patrilineal system. Y-chromosomal analyses of the largest Tuvan tribal groups Mongush and Oorzhak show that the bulk of their gene pool are North Eurasian haplogroups (N*, N1a2, N3a, Q) associated with the autochthonous population of the area nowadays inhabited by Tuvans. At the same time, Central Asian haplogroups (C2, O2) make up less than a fifth (17 %) of the gene pool. A targeted analysis of the most frequent branch (C2a1a2a2a2-SK1066) of the Central Asian haplogroup C2 shows it had originated about 900 years ago in the territory of Northeast Mongolia, and thus could not have reached Tuva before the 11th–12th centuries AD. Anthropological data also attest to the late admixture of the Central Asian cluster into the Tuvans and their tribal groups. The North Eurasian haplogroups completely dominate within the gene pool of tribal groups Kol, Oyun, and Khertek, which results in that the share of Central Asian lineages drops to 3%. Conclusions. In general, the paper shows the Mongolian expansion had no essential genetic impacts on the Y-chromosomal gene pool of Tuvan tribal groups, but — in contrast — did overwhelmingly influence ethnocultural, economic, and linguistic spheres. 

About the Authors

Larissa D. Damba
Tuvan State University (36, Lenin St., 667000 Kyzyl, Russian Federation) Institute for the Study of Medico-Social Problems and Administration (2A, Kechil-ool St., 667003 Kyzyl, Russian Federation)
Russian Federation

Research Associate

Senior Research Associate



Vladimir Yu. Pylev
Researсh Centre for Medical Genetics (1, Moskvorechye St., 115522 Moscow, Russian Federation) Biobank of North Eurasia (3, Kotlyakovsaya St., 115201 Moscow, Russian Federation)
Russian Federation

Research Associate 

Director



Elena V. Balanovska
Researсh Centre for Medical Genetics (1, Moskvorechye St., 115522 Moscow, Russian Federation)
Russian Federation

Dr. Sc. (Biology), Professor, Head of Laboratory, Chief Research Associate 



References

1. Agdzhoyan A. T., Bogunov Y. V., Bogunova A. A., Kamenshikova E. N., Kagazezheva Zh. A., Korotkova N. A., Chernyshenko D. N., Ponomarev G. Y., Utrivan S. A., Koshel S. M., Balanovsky O. P., Balanovska E. V. The genetic portrait of the Okhotsk and the Kamchatka Evens population. Moscow University Anthropology Bulletin. 2019. No. 2. Pp. 116–125. (In Russ.)

2. Aksyanova G. A. Principal findings of the 20th-century population studies in Tuva. Archaeology, Ethnology & Anthropology of Eurasia. 2009. No. 4 (40). Pp. 137–144. (In Russ.)

3. Balanovska E. V., Bogunov Y. V., Bogunova A. A., Kamenshchikova E. N., Pylev V. Y., Bychkovskaya L. S., Balanovsky O. P., Lavryashina M. B. Demographic portrait of Koryaks from Northern Kamchatka. Moscow University Anthropology Bulletin. 2020. No. 4. Pp. 111–122. (In Russ.)

4. Balanovska E. V., Yusupov Y. M., Shalyaho R. A., Stepanov G. D., Asilgujin R. R., Zhabagin M. K., Balaganskaya O. A., Sultanova G. D., Borisova E. B., Daragan D. M., Balanovsky O. P. Genetic portraits of seven clans of north-western Bashkirs: Contribution of the Finno-Ugric genetic component to the Bashkirian gene pool. Moscow University Anthropology Bulletin. 2017. No. 3. Pp. 94–103. (In Russ.)

5. Balanovsky O. Toward a consensus on SNP and STR mutation rates on the human Y-chromosome. Human Genetics. 2017. Vol. 136. No. 5. Pp. 575–590. DOI: 10.1007/s00439-017-1805-8 (In Eng.)

6. Balinova N., Post H., Kushniarevich A., Flores R., Karmin M., Sahakyan H., Reidla M., Metspalu E., Litvinov S., Dzhaubermezov M., Akhmetova V., Khusainova R., Endicott Ph., Khusnutdinova E., Orlova K., Bakaeva E., Khomyakova I., Spitsina N., Zinchenko R., Villems R., Rootsi S. Y-chromosomal analysis of clan structure of Kalmyks, the only European Mongol people, and their relationship to Oirat-Mongols of Inner Asia. European Journal of Human Genetics. 2019. Vol. 27. Pp. 1466–1474. (In Eng.)

7. Bogunov Y. V., Zhabagin M. K., Bogunova A. A., Kamenshikova E. N., Maltseva O. V., Belenikin M. S., Korotkova N. A., Damba L. D., Yusupov Y. M., Yankovsky N. K., Balanovsky O. P., Balanovskaya E. V. Gene pool of the indigenous peoples of the Far East: The genetic reconstruction of the origin for the two Nanai clans (Beldy and Samar). Russian Journal of Genetics. 2018. Vol. 54. No. 13. Pp. 99–102. (In Russ.)

8. Damba L. D., Aiygy E. V., Balanovsky O. P., Markina N. V., Zhabagin M. K., Balanovskaya E. V. The Central Asian component in the gene pool of the Tuvan tribal group Mongush: on the question of the Mongolian contribution to the ethnogenesis of the Tuvans. Moscow University Anthropology Bulletin. 2022. No. 1. Pp. 77–85. (In Russ.)

9. Damba L. D., Balanovskaya E. V., Agdzhoyan A. T., Korotkova N. A., Olkova M. V., Utrivan S. A., Pylev V. Yu., Aiyzhy E. V., Dorzhu Ch. M., Mongush B. B., Lavryashina M. B., Koshel’ S. M., Balanovsky O. P. Gene pool of three Eastern Tuvan clans according to Y-chromosome polymorphism. Moscow University Anthropology Bulletin. 2019. No. 1. Pp. 74–85. (In Russ.)

10. Damba L. D., Balanovskaya E. V., Zhabagin M. K., Yusupov Y. M., Bogunov Y. V., Sabitov Z. M., Agdzhoyan A. T., Korotkova N. A., Lavryashina M. B., Mongush B. B., Kavai-ool U. N., Balanovsky O. P. Estimating the impact of the Mongol expansion upon the gene pool of Tuvans. Vavilov Journal of Genetics and Breeding. 2018. Vol. 22. No. 5. Pp. 611–619. DOI: 10.18699/VJ18.402 (In Russ.)

11. Damba L. D., Zaporozhchenko V. V., Balanovskiy O. P., Balanovska Ye. V. Phylogenetic analysis of Y-chromosomal haplogroup C2a1a2a2a2-SK1066 in the general pool of Tuvan general groups in the context of Central Asian populations. Vestnik of Tuvan State University. Issue 2. Natural and Agricultural Sciences. 2021. No. 4 (85). Pp. 6–17. (In Russ.)

12. Derenko M. V., Malyarchuk B. A, Denisova G. A., Dambueva I. K., Kakpakov V. T., Dorzhu Ch. M., Luzina F. A., Lotosh E. A., Ondar U. N., Kaplina M. I., Zakharov I. A. Molecular genetic differentiation of the ethnic population of South and East Siberia based on mitochondrial DNA polymorphism. Russian Journal of Genetics. 2002. Vol. 38. No. 10. Pp. 1196–1202. (In Eng.)

13. Derenko M. V., Malyarchuk B. A., Wozniak M., Dambuyeva I. K., Dorzhu C. M., Luzina F. A., Lee H. K., Miscicka-Sliwka D., Zakharov I. A. The diversity of Y-chromosome lineages in indigenous population of South Siberia. Doklady. Biological Sciences. 2006. Vol. 411. Pp. 466–470. (In Eng.)

14. Dulov V. I. Tuva: A Socioeconomic History. Moscow: USSR Academy of Sciences, 1956. 604 p. (In Russ.)

15. Golubenko M. V. Mitochondrial DNA Polymorphisms in Tuva’s Indigenous Population. Cand. Sc. (biology) thesis. Tomsk, 1998. 153 p. (In Russ.)

16. Gusmao L., Sanchez-Diz P., Alves C., Beleza S., Lopes A., Carracedo A., Amorim A. Grouping of Y-STR haplotypes discloses European geographic clines. Forensic Science International. 2003. Vol. 134. Pp. 172–179. (In Eng.)

17. Hammer M. F., Zegura S. L. The human Y chromosome haplogroup tree: Nomenclature and phylogeography of its major divisions. Annual Review of Anthropology. 2002. No. 31. Pp. 303–321. (In Eng.)

18. Jobling M. A., Pandya A., Tyler-Smith C. The Y chromosome in forensic analysis and paternity testing. International Journal of Legal Medicine. 1997. Vol. 110. No. 3. Pp. 118–124. DOI: 10.1007/s004140050050 (In Eng.)

19. Jobling M. A., Tyler-Smith C. Human Evolutionary Genetics: Origins, Peoples & Disease. London: Garland Science, 2004. 458 p. (In Eng.)

20. Jobling M. A., Tyler-Smith C. The human Y chromosome: An evolutionary marker comes of age. Nature Reviews Genetics. 2003. Vol. 4. No. 8. Pp. 598–612. (In Eng.)

21. Kharkov V. N., Khamina K. V., Medvedeva O. F., Simonova K. V., Khitrinskaya I. Yu., Stepanov V. A. Gene-pool structure of Tuvinians inferred from Y-chromosome marker data. Russian Journal of Genetics. 2013. Vol. 49. No. 12. Pp. 1418–1420. DOI: 10.7868/S0016675813120035 (In Russ.)

22. Khitrinskaya I. Yu., Stepanov V. A., Spiridonova M. G. Populations of Siberia and Central Asia: Analyzing autosomal markers for genetic diversity. In: Puzyrev V. P. (ed.) Human Genetics and Pathology. Collected papers. Vol. 6. Tomsk: Pechatnaya Manufaktura, 2002. Pp. 226–234. (In Russ.)

23. Lell J. T., Wallace D. C. The peopling of Europe from the maternal and paternal perspectives. American Journal of Human Genetics. 2000. Vol. 67. Pp. 1376–1381. (In Eng.)

24. Lell J. T., Sukernik R. I., Starikovskaya Y. B. , Su B., Jin L., Schurr T. G., Underhill P. A., Wallace D. C. The dual origin and Siberian affinities of Native American Y chromosomes. American Journal of Human Genetics V. 70. Issue 1. 2002. Pp. 192–206. doi: 10.1086/338457 (In Eng.)

25. Mannay-ool M. Kh. The Tuvans: Origins and Ethnogenesis. Novosibirsk: Nauka, 2004. 166 p. (In Russ.)

26. Mountain J. L., Knight A., Jobin M., Gignoux Ch., Miller A., Lin A. A., Underhill P. A. SNP STRs: empirically derived, rapidly typed, autosomal haplotypes for inference of population history and mutational processes. Genome Research. 2002. No. 12(11). Pp. 1766–1772. (In Eng.)

27. Pakendorf B., Wiebe V., Tarskaia L. A., Spitsyn V. A., Soodyall H., Rodewald A., Stoneking M. Mitochondrial DNA evidence for admixed origins of central Siberian populations. American Journal of Physical Anthropology. 2003. No. 120. Pp. 211–224. (In Eng.)

28. Puzyrev V. P., Erdynieva L. S., Kucher A. N., Nazarenko L. P. Tuva’s Population: A Study in Genetics and Epidemiology. Tomsk: STT, 1999. 256 p. (In Russ.)

29. Rychkov Yu. G. Gene Pool and Genogeography. Gene Pool of Russia and Neighboring Countries. St. Petersburg: Nauka, 2000. 611 p. (In Russ.)

30. Rychkov Yu. G. Peculiarities of serological differentiation in Siberian peoples. Voprosy antropologii. 1965. No. 21. Pp. 18–32. (In Russ.)

31. Rychkov Yu. G., Perevozchikov I. V., Sheremetyeva V. A., Volkova T.V., Bashlay A. G. Population genetics of Siberia’s indigenous population revisited: The Eastern Sayan. Voprosy antropologii. 1969. No. 31. Pp. 3–32. (In Russ.)

32. Sartakova M. L., Konenkov V. I., Prokofiev V. F. Polymorphism of HLA-DRB1 04 in Tuva’s population. Russian Journal of Genetics. 1998. Vol. 34. No. 7. Pp. 973–978. (In Russ.)

33. Serdobov N. A. Ethnogenesis of the Tuvans. Kyzyl: Tuva Book Publ., 1971. 473 p. (In Russ.)

34. Spitsyn V. A., Boeva S. B., Filippov I. K. The Altai-Sayan uplands: Genetic and anthropological surveys of the indigenous population reviewed. In: Alekseeva T. I., Uryson L. I. (eds.) Anthropological and Ecological Studies in Tuva. Moscow: Nauka, 1984. Pp. 185–194. (In Russ.)

35. Stepanoff C. Metamorphoses of kinship among the Tuvan. Etnograficheskoe obozrenie. 2009. No. 4. Pp. 129–145. (In Russ.)

36. Stepanov V. A, Khitrinskaya I. Yu., Puzyrev V. P., Ondar E. A. Genetic differentiation of the Tuva population with respect to the Alu insertions. Russian Journal of Genetics. 2001. Vol. 37. No. 4. Pp. 563–569. (In Russ.)

37. Stepanov V. A., Kharkov V. N., Puzyrev V. P. Evolution and phylogeography of human Y-chromosomal lineages. Vestnik VOGiS (Vavilov Journal of Genetics and Breeding). 2006. Vol. 10. No. 1. Pp. 57–73. (In Russ.)

38. Stepanov V. A., Puzyrev V. P. Analysis of allele frequencies of seven Y-chromosome microsatellite loci in three Tuvinian populations. Russian Journal of Genetics. 2000. Vol. 36. No. 2. Pp. 241–248. (In Russ.)

39. Tatarintsev B. I. Selected Scholarly Works. Kyzyl: Tyvapoligraf, 2009. 281 p. (In Russ.)

40. Vainshtein S. I. Tozhu Tuvans. Moscow: Oriental Literature Press, 1961. 215 p. (In Russ.)

41. Wells R. S., Yuldasheva N., Ruzibakiev R., Underhill P. A, Evseeva I., Blue-Smith J., Jin L., Su B., Pitchappan R., Shanmugalakshmi S., Balakrishnan K., Read M., Pearson N. M., Zerjal T., Webster M. T., Zholoshvili I., Jamarjashvili E., Gambarov S., Nikbin B., Dostiev A., Aknazarov O., Zalloua P., Tsoy I., Kitaev M., Mirrakhimov M., Chariev A., Bodmer W. F. The Eurasian Heartland: A continental perspective on Y-chromosome diversity. Proceedings of the National Academy of Sciences of the United States of America. 2001. Vol. 98. No. 18. Pp. 10244–10249. (In Eng.)

42. Y-base. On: GENOFOND.RU Genogeographic Laboratory. Available at: http://www.genofond.ru/genofond.ru/index.html (accessed: 12 September 2022). (In Eng.)

43. Y-Chromosome Consortium. A nomenclature system for the tree of human Y-chromosomal binary haplogroups. Genome Research. 2002. No.  12. Pp. 339–348. (In Eng.)

44. Y-DNA Haplogroup Tree 2019–2020. On: International Society of Genetic Genealogy. Available at: http://www.isogg.org/tree (accessed: 12 September 2022). (In Eng.)

45. Yusupov Y. M., Balanovskaya E. V., Zhabagin M. K., Asilguzhin R. R., Sultanova G. D., Sabitov Zh. M., Bogunov Yu. V., Kagazheseva Zh. A., Markina N. V., Agdzhoyan A. T., Balanovsky O. P. Y-chromosome gene pool of southwest Bashkirs: The experience of interdisciplinary analysis. Russian Journal of Genetics. 2018. Vol. 54. No. 13. Pp. 95–98. (In Russ.)

46. Zhabagin M. K., Sabitov Zh. M., Agdzhoyan A. A., Yusupov Y. M., Bogunov Y. V., Lavryashina M. B., Tazhigulova I. M., Akilzhanova A. R., Zhumadilov Zh. Sh., Balanovsky O. P., Balanovska E. V. Genesis of the largest tribal-clan group of Kazakhs – Argyns – in the context of population genetics. Moscow University Anthropology Bulletin. 2016. No. 4. Pp. 59–68. (In Russ.)

47. Zhivotovsky L. A., Underhill P. A., Cinnioglu C., Kayser M., Morar B., Kivisild T., Scozzari R., Cruciani F., Destro-Bisol G., Spedini G., Chambers G. K., Herrera R. J., Yong K. K., Gresham D., Tournev I., Feldman M. W., Kalaydjieva L. The effective mutation rate at Y chromosome short tandem repeats, with application to human population-divergence time. American Journal of Human Genetics. 2004. Vol. 74. Pp. 50–61. (In Eng.)


Review

For citations:


Damba L.D., Pylev V.Yu., Balanovska E.V. Multidisciplinary Approach to the Study of Ethnogenesis: Genogeography and Phylogeography of Tuvan Tribal Groups. Oriental Studies. 2022;15(5):1064-1076. (In Russ.) https://doi.org/10.22162/2619-0990-2022-63-5-1064-1076

Views: 374


ISSN 2619-0990 (Print)
ISSN 2619-1008 (Online)